Introduction to Investing and Trading Important Questions
[Dibrugarh University BCOM 3rd SEM NEP Syllabus]
Unit I: Introduction to
Investing (15 Marks)
Q1. Define savings and Investment. Explain the fundamental
difference between Savings and Investment.
Q3. Discuss the
concept of the Time Value of Money (TVM), explaining how its application is
necessary to beat the inflationary effect on savings.
Q4. What is Risk? What are its various sources (2017SN, 2018SN)? How
can risk on an asset be calculated? Distinguish between systematic and
unsystematic risk. 2015, 2016,
2019
Q5. “Investment is nothing but Risk taking.” Justify this statement
with example. How such risk can be avoided? 2016, 2019
Q6. Explain the relationship between Risk and Return in investment
decisions.
Q7. Write short notes on:
(a) ETF (Exchange Traded Funds) and
(b) Crypto Currencies as modern investment options.
Unit II: Capital Market
(15 Marks)
Q8. What is capital market? What are its features? What are various
types of capital market? 2020
Q9. Explain in detail various functions of Primary market and
Secondary market. 2019
Q10. Analyze the structure of the Capital Market of India. Explain
the key components that form this structure.
Q12. Discuss the regulations
of the Indian financial market. Explain the roles and powers of the key
regulators like SEBI and RBI concerning the capital market.
Q13. Distinguish
between:
- Money Market and
Capital Market.
- Primary Market and
Secondary Market
Q14. What is IPO and FPO? Explain the process of an Initial Public Offering (IPO) as the
main way capital is raised in the Primary Market.
Unit III: Share Market (15
Marks)
Q15. Explain the
major stock exchanges of India: BSE and NSE. Explain their respective roles and
mechanisms.
Q16. What are Market
Indices? Explain the different types of market indices?
Q17. Define Depositories (NSDL and CDSL). Discuss the role of
depositaries in facilitating electronic settlement of trades
(dematerialization).
Q18. What is fundamental and technical analysis of stocks? Distinguish
between them.
Q20. Write a brief
note on Technical analysis (2014, 2018). Also State their tools and techniques
with examples (2015). 2013, 2017
Q21. Mention the four ratios
generally used by investors to evaluate the performance of a company.
Q22. What points are taken into
consideration while fundamental analysis of a company?
Q23. Write a brief note on the
points that are to be taken into consideration while technical analysis.
Q24. Write a short
note on Credit Rating and its importance in the valuation of financial
instruments.
Unit IV: Demat Account and
Online Trading (15 Marks)
Q25. Explain the
process and documentation required to open a DEMAT account. Discuss the role of
the Demat account and its application in modern stock market investment and
trading.
Q26. Explain the
concept of Dematerialization. What are the advantages of holding securities in
dematerialized form?
Q27. Discuss the
process and benefits of Mobile Application based trading and investing in the
share market.
Q28. Distinguish
between a Demat Account and a Trading Account.
Post a Comment
Kindly give your valuable feedback to improve this website.