Introduction to Stock Market Important Questions [For Dibrugarh University BCOM 3rd SEM NEP Syllabus]

1. What is capital market? What are its features? What are various types of capital market?         2020

2. Explain in detail various functions of Primary market and Secondary market.    2019         

3. What is stock exchange? Discuss the organization and management of stock exchanges in India. 2024

4. Define Primary Market and Secondary Market. List and explain the different instruments traded in each market.

5. SEBI plays a crucial role in regulating the Indian Financial Market. Justify this statement by explaining its roles, powers, and regulatory functions concerning the stock market.  2024

5. Write short notes on:

(a) Clearing House

(b) SEBI regulations for Stock Exchanges

(c) Money Market vs Capital Market.

(d) Primary Market vs Capital Market  2024

1. Define Stock Exchange. Explain the major stock exchanges of India (BSE and NSE), detailing their respective roles, mechanisms, and trading systems.

2. Who is a speculator? Explain different types of speculators operating in a stock exchange.

3. Differentiate between Bull Market and Bear Market. Explain how these market types influence investor sentiment and trading strategies.

4. Define a Stock Broker. Explain their role and duties towards investors, sub-brokers, and the stock exchange.

5. Explain the concepts of Long Trading Option and Short Trading Option. Illustrate with examples how traders use these options to book profit or loss.

6. Explain in brief about NSE and trading system on NSE.  2024

7. Explain the following stock market terminologies:

(a) Limit Order

(b) Put and Call Options

(c) Stop Loss

1. Explain the various avenues of investment in the stock market and broader financial system (e.g., Equities, Bonds, Mutual Funds, IPOs).

2. Explain the process of Investment. Discuss the factors and steps an investor should take to select a suitable investment proposal (What to buy).

3. What are Mutual Funds? Discuss the advantages and disadvantages of investing in mutual funds. Explain how they achieve diversification. 2024

4. Discuss the suitable methods for online investing in the stock market. Explain the process and benefits of Mobile Application based trading and investing.

5. Write a brief note on Fundamental analysis (2014SN, 2018). Also State their tools and techniques with examples (2015).  2013

6. Write a brief note on Technical analysis (2014, 2018). Also State their tools and techniques with examples (2015). 2013, 2017

7. Write short notes on:

(a) ETF (Exchange Traded Funds) as an investment option.

(b) Investment in Initial Public Offers (IPOs).

1. Explain the different types of investors in the stock market. Define and distinguish between Speculators, Hedgers, and Arbitragers, detailing their roles and objectives.

2. Define Depository System (NSDL and CDSL). Explain the concept of Dematerialisation of securities and its process. What are the advantages of holding securities in dematerialized form?

3. What do you mean by depository system? Explain the main features of the Depository Act. 2024

4. Explain the process and documentation required to open a DEMAT account. Discuss the role of the DEMAT account and its application in modern stock market investment.

5. Distinguish between a DEMAT Account and a Trading Account. Explain how they work together to facilitate online trading.

6. What is a Portfolio? Explain the steps involved in the Creation of Portfolios and discuss the importance of analysing the role of Depositories in managing them.

7. What are Major Stock Indices in India? Explain the concept of Market Indices and discuss the different types.